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Detailed Report
Jeffery Alan Bettermann
Jeff Bettermann, Jeffrey Bettermann
CRD#: 4515151
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Investment Adviser
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Previous Broker
ADVISOR SHARE WEALTH MANAGEMENT, LLCCRD#: 307997 Las Vegas, NV
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2010 (4 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - 2021 (<1 year)IAADVISOR SHARE WEALTH MANAGEMEN... (CRD# 307997)2023 - Present (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (<1 year)BU.S.-WORLDWIDE FINANCIAL SERVI... (CRD# 19612)2002 - 2005 (3 years)IAPEACE OF MIND WEALTH MANAGEMENT (CRD# 317455)2022 - 2023 (<1 year)IAPEACE OF MIND PLANNING LLC (CRD# 307997)2021 - 2022 (1 year)
Disclosure(s)
View By:
10/4/2019
Financial
Final
7/9/2008
Customer Dispute
Denied
3/1/2005
Employment Separation After Allegations
License(s)

State Registrations

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Nevada 3/24/2023
Current Registration(s)
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ADVISOR SHARE WEALTH MANAGEMENT, LLC (CRD#:307997)
Las Vegas, NV
Registered with this firm since 3/24/2023
Previous Registration(s)
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 09/08/2022 - 01/30/2023 PEACE OF MIND WEALTH MANAGEMENT (CRD#:317455) San Antonio, FL
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 07/26/2021 - 08/08/2022 PEACE OF MIND PLANNING LLC (CRD#:307997) Las Vegas, NV
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 08/11/2020 - 03/11/2021 W&S BROKERAGE SERVICES, INC. (CRD#:8099) Las Vegas, NV
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 08/03/2020 - 03/11/2021 W&S BROKERAGE SERVICES, INC. (CRD#:8099) Las Vegas, NV
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 03/22/2018 - 03/07/2019 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Las Vegsa, NV
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 03/12/2018 - 03/07/2019 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Las Vegsa, NV
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 02/21/2012 - 02/28/2018 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) FORT MYERS, FL
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 02/15/2012 - 02/28/2018 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) FORT MYERS, FL
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 02/25/2011 - 11/21/2011 JONATHAN ROBERTS ADVISORY GROUP, INC. (CRD#:112294) TAMPA, FL
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 02/08/2011 - 11/21/2011 J.W. COLE FINANCIAL, INC. (CRD#:124583) TAMPA, FL
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 06/06/2006 - 10/07/2010 INVEST FINANCIAL CORPORATION (CRD#:12984) WEST DUNDEE, IL
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 04/03/2006 - 10/07/2010 INVEST FINANCIAL CORPORATION (CRD#:12984) WEST DUNDEE, IL
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 08/11/2005 - 03/22/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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 04/02/2002 - 04/29/2005 U.S.-WORLDWIDE FINANCIAL SERVICES, INC. (CRD#:19612) WACO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.