Individual Firm
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JEFFREY DALLAS EARLE
CRD#: 4515044
IA
B
MORGAN STANLEYCRD#: 149777 400 Capitol Mall
Suite 1900
Sacramento, CA 95814
Suite 1900
Sacramento, CA 95814
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 10/19/2015
B
Missouri 11/10/2014
B
Alaska 9/16/2015
B
Nebraska 9/3/2009
B
Arizona 6/1/2009
B
Nevada 4/15/2013
B
California 6/1/2009
B
Oregon 6/1/2009
IA
California 6/1/2009
B
Texas 2/13/2017
B
Florida 9/9/2020
IA
Texas 3/3/2020
B
Hawaii 6/1/2009
B
Utah 6/1/2009
B
Idaho 12/3/2013
B
Washington 12/10/2010
B
Illinois 9/16/2015
B
Wyoming 10/25/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | SACRAMENTO, CA | |
B | 04/02/2007 - 06/01/2009 | SACRAMENTO, CA | |
IA | 09/23/2005 - 04/02/2007 | SACRAMENTO, CA | |
B | 09/23/2005 - 04/02/2007 | SACRAMENTO, CA | |
IA | 01/22/2003 - 08/29/2005 | SACRAMENTO, CA | |
B | 05/02/2002 - 08/29/2005 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.