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Detailed Report
PAMELA CLAIRE MILSTEAD
PAMELA CLAIRE BAKER, PAMELA BAKER MILSTEAD
CRD#: 4514429
IA
Investment Adviser
B
Broker
FROST INVESTMENT SERVICESCRD#: 286129 215 E SHORE DR
SPRING, TX 77380
FROST BROKERAGE SERVICES, INC.CRD#: 17465 215 E SHORE DRIVE
THE WOODLANDS, TX 77380
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2011 (8 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2016 (1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - Present (3 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2016 - Present (8 years)IAFROST INVESTMENT SERVICES (CRD# 286129)2017 - 2021 (4 years)
License(s)

State Registrations

B
Texas 6/14/2016
IA
Texas 1/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FROST INVESTMENT SERVICES (CRD#:286129)
215 E SHORE DR, SPRING, TX 77380
Registered with this firm since 1/27/2022
B
FROST BROKERAGE SERVICES, INC. (CRD#:17465)
215 E SHORE DRIVE, THE WOODLANDS, TX 77380
Registered with this firm since 6/14/2016
Previous Registration(s)
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IA
 06/17/2017 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) THE WOODLANDS, TX
IA
 10/17/2014 - 05/10/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) THE WOODLANDS, TX
B
 10/17/2014 - 05/10/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) THE WOODLANDS, TX
IA
 08/23/2013 - 07/18/2014 HANCOCK INVESTMENT SERVICES, INC. (CRD#:40637) HOUSTON, TX
B
 09/18/2013 - 07/18/2014 HANCOCK INVESTMENT SERVICES, INC. (CRD#:40637) HOUSTON, TX
IA
 01/03/2011 - 11/04/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) THE WOODLANDS, TX
B
 01/03/2011 - 11/04/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) THE WOODLANDS, TX
IA
 09/03/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
 04/09/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.