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PAMELA CLAIRE MILSTEAD
PAMELA CLAIRE BAKER, PAMELA BAKER MILSTEAD
CRD#: 4514429
IA
B
FROST INVESTMENT SERVICESCRD#: 286129 215 E SHORE DR
SPRING, TX 77380
SPRING, TX 77380
FROST BROKERAGE SERVICES, INC.CRD#: 17465 215 E SHORE DRIVE
THE WOODLANDS, TX 77380
THE WOODLANDS, TX 77380
0
Disclosures
20
Years of Experience
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State Registrations
B
Texas 6/14/2016
IA
Texas 1/27/2022
SRO Registrations
B
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IA
Registered with this firm since 1/27/2022
B
Registered with this firm since 6/14/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/17/2017 - 12/31/2021 | THE WOODLANDS, TX | |
IA | 10/17/2014 - 05/10/2016 | THE WOODLANDS, TX | |
B | 10/17/2014 - 05/10/2016 | THE WOODLANDS, TX | |
IA | 08/23/2013 - 07/18/2014 | HOUSTON, TX | |
B | 09/18/2013 - 07/18/2014 | HOUSTON, TX | |
IA | 01/03/2011 - 11/04/2011 | THE WOODLANDS, TX | |
B | 01/03/2011 - 11/04/2011 | THE WOODLANDS, TX | |
IA | 09/03/2002 - 01/03/2011 | HOUSTON, TX | |
B | 04/09/2002 - 01/03/2011 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.