Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
HANNAH LEGGESSE
CRD#: 4513303
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02109
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)3 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2010 (2 years)2 FIRMS2012 - Present (13 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2003 - 2006 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2003 (1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2006 (2 years)
License(s)

State Registrations

B
Alabama 8/30/2012
B
New Hampshire 8/30/2012
B
Arizona 8/30/2012
B
New Jersey 8/30/2012
B
Arkansas 4/1/2022
B
New York 8/30/2012
B
California 8/30/2012
B
North Carolina 8/31/2012
B
Colorado 8/30/2012
B
Ohio 8/30/2012
B
Connecticut 8/30/2012
B
Oregon 8/30/2012
B
Delaware 2/16/2017
B
Pennsylvania 8/30/2012
B
District of Columbia 5/15/2013
B
Puerto Rico 7/23/2018
B
Florida 8/30/2012
B
Rhode Island 3/19/2012
B
Georgia 8/30/2012
IA
Rhode Island 3/19/2012
B
Illinois 5/2/2016
B
South Carolina 8/30/2012
B
Indiana 8/30/2012
B
South Dakota 8/30/2012
B
Kentucky 8/30/2012
B
Tennessee 6/25/2013
B
Louisiana 7/10/2018
B
Texas 5/2/2016
B
Maine 8/30/2012
IA
Texas 4/15/2020
B
Maryland 8/30/2012
B
Utah 5/2/2016
B
Massachusetts 3/19/2012
B
Vermont 8/30/2012
B
Michigan 8/30/2012
B
Virginia 8/30/2012
B
Minnesota 11/5/2012
B
Washington 8/14/2013
B
Missouri 8/30/2012
B
Wisconsin 5/2/2016
B
Nevada 8/2/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 3/19/2012
B
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 3/19/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/24/2007 - 06/10/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEVERLY HILLS, CA
B
 10/24/2007 - 06/10/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEVERLY HILLS, CA
IA
 08/27/2007 - 10/16/2007 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) LOS ANGELES, CA
B
 08/27/2007 - 10/16/2007 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
B
 03/07/2007 - 03/13/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) CINCINNATI, OH
IA
 06/05/2006 - 01/31/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) WASHINGTON, DC
B
 05/23/2006 - 01/31/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) WASHINGTON, DC
IA
 01/01/2004 - 03/22/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BEVERLY HILLS, CA
B
 10/14/2003 - 03/22/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 05/21/2002 - 10/15/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.