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Detailed Report
JOHN P. GALEGO
CRD#: 4513230
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 85 MAIN STREET
HOPKINTON, MA 01748
LPL FINANCIAL LLCCRD#: 6413 85 MAIN ST
HOPKINTON, MA 01748-1886
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2007 (4 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2012 - Present (12 years)BLPL FINANCIAL LLC (CRD# 6413)2007 - Present (17 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2003 - 2006 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2007 - 2013 (5 years)
License(s)

State Registrations

B
Florida 12/17/2007
B
Ohio 1/7/2008
B
Massachusetts 12/17/2007
B
Rhode Island 12/17/2007
IA
Massachusetts 12/19/2012
B
South Carolina 10/12/2023
B
New Hampshire 11/10/2023
IA
Texas 12/12/2012
B
New York 12/17/2007
B
Vermont 8/12/2024
B
North Carolina 1/4/2022
B
Virginia 7/16/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
85 MAIN STREET, HOPKINTON, MA 01748
Registered with this firm since 12/12/2012
B
LPL FINANCIAL LLC (CRD#:6413)
85 MAIN ST, HOPKINTON, MA 01748-1886
Registered with this firm since 12/17/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/17/2007 - 05/03/2013 LPL FINANCIAL LLC (CRD#:6413) HOPKINTON, MA
IA
 12/12/2003 - 12/21/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) WALTHAM, MA
B
 11/24/2003 - 12/21/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) WALTHAM, MA
B
 11/24/2003 - 05/10/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
IA
 10/02/2002 - 12/03/2003 VERAVEST INVESTMENT ADVISORS, INC. (CRD#:105796) WALTHAM, MA
B
 04/17/2002 - 12/03/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.