Individual Firm
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GUILLERMO GARCIA
CRD#: 4513160
IA
B
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Ave NW
Suite 900
Washington, DC 20006
Suite 900
Washington, DC 20006
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 11/9/2021
B
Nevada 10/8/2021
B
Alaska 10/8/2021
B
New Hampshire 10/8/2021
B
Arizona 10/8/2021
B
New Jersey 10/8/2021
B
California 10/8/2021
B
New York 10/8/2021
B
Colorado 10/8/2021
B
North Carolina 10/8/2021
B
Connecticut 10/8/2021
B
Ohio 10/8/2021
B
Delaware 10/8/2021
B
Oklahoma 10/8/2021
B
District of Columbia 10/8/2021
B
Oregon 10/8/2021
IA
District of Columbia 11/2/2021
B
Pennsylvania 10/8/2021
B
Florida 10/8/2021
B
Rhode Island 10/8/2021
B
Georgia 10/8/2021
B
South Carolina 10/8/2021
B
Hawaii 10/8/2021
B
Tennessee 10/8/2021
B
Illinois 10/8/2021
B
Texas 10/8/2021
B
Kentucky 7/20/2023
IA
Texas 10/8/2021
B
Maine 10/8/2021
B
Utah 7/27/2023
B
Maryland 10/8/2021
B
Virginia 10/8/2021
B
Massachusetts 10/8/2021
IA
Virginia 2/14/2022
B
Michigan 10/8/2021
B
Washington 10/8/2021
B
Minnesota 10/8/2021
B
West Virginia 10/8/2021
B
Mississippi 10/8/2021
B
Wisconsin 1/18/2023
B
Montana 10/8/2021
B
Wyoming 2/25/2025
B
Nebraska 10/8/2021
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 10/8/2021
B
Registered with this firm since 10/8/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2008 - 11/02/2021 | WASHINGTON, DC | |
B | 09/19/2008 - 11/02/2021 | WASHINGTON, DC | |
IA | 06/04/2002 - 10/02/2008 | WASHINGTON, DC | |
B | 04/19/2002 - 10/02/2008 | WASHINGTON, DC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.