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Jorge Antonio Vazquez
CRD#: 4511311
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2006 - 2012 (5 years)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2006 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2004 - 2005 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2004 - 2004 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2012 (4 years)
License(s)

State Registrations

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Alabama 5/7/2021

B
Nebraska 5/7/2021

B
Alaska 5/7/2021

B
Nevada 5/7/2021

B
Arizona 5/7/2021

B
New Hampshire 5/7/2021

B
Arkansas 5/7/2021

B
New Jersey 5/7/2021

B
California 5/7/2021

B
New Mexico 5/7/2021

B
Colorado 5/7/2021

B
New York 5/7/2021

B
Connecticut 5/7/2021

B
North Carolina 5/7/2021

B
Delaware 5/7/2021

B
North Dakota 5/7/2021

B
District of Columbia 5/7/2021

B
Ohio 5/7/2021

B
Florida 5/7/2021

B
Oklahoma 5/7/2021

B
Georgia 5/7/2021

B
Oregon 5/7/2021

B
Hawaii 5/7/2021

B
Pennsylvania 5/7/2021

B
Idaho 5/7/2021

B
Puerto Rico 5/7/2021

B
Illinois 5/7/2021

B
Rhode Island 5/7/2021

B
Indiana 5/7/2021

B
South Carolina 5/7/2021

B
Iowa 5/7/2021

B
South Dakota 5/7/2021

B
Kansas 5/7/2021

B
Tennessee 5/7/2021

B
Kentucky 5/7/2021

B
Texas 5/7/2021

B
Louisiana 5/7/2021

IA
Texas 5/7/2021

B
Maine 5/7/2021

B
Utah 5/7/2021

B
Maryland 5/7/2021

B
Vermont 5/7/2021

B
Massachusetts 5/7/2021

B
Virgin Islands 5/7/2021

B
Michigan 5/7/2021

B
Virginia 5/7/2021

B
Minnesota 5/7/2021

B
Washington 5/7/2021

B
Mississippi 5/7/2021

B
West Virginia 5/7/2021

B
Missouri 5/7/2021

B
Wisconsin 5/7/2021

B
Montana 5/7/2021

B
Wyoming 5/7/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Cypress, TX
Registered with this firm since 5/7/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Cypress, TX
Registered with this firm since 5/7/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2014 - 04/07/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
11/19/2014 - 04/07/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
06/13/2012 - 12/03/2014 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
05/17/2012 - 12/03/2014 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) SAN ANTONIO, TX
IA
12/03/2007 - 05/15/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN ANTONIO, TX
B
07/06/2006 - 05/15/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN ANTONIO, TX
B
10/31/2005 - 07/10/2006 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) HOUSTON, TX
B
06/25/2004 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
04/22/2004 - 06/04/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
06/26/2002 - 02/28/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
06/26/2002 - 02/28/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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