Individual Firm
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STEVEN DOMINIC ALIANO
STEVEN D ALIANO
CRD#: 4510624
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 211 Main Street
San Francisco, CA 94105
San Francisco, CA 94105
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 9/15/2008
B
New Jersey 11/4/2020
B
California 7/15/2004
B
New York 2/28/2006
IA
California 7/15/2004
B
North Carolina 7/20/2010
B
Colorado 1/3/2011
B
Ohio 1/15/2018
B
District of Columbia 7/27/2017
B
Oklahoma 4/12/2021
B
Florida 12/7/2009
B
Oregon 3/31/2006
B
Hawaii 4/12/2021
B
South Carolina 11/4/2020
B
Idaho 4/15/2022
B
Tennessee 2/6/2015
B
Maryland 4/15/2022
B
Texas 10/10/2016
B
Massachusetts 11/4/2020
IA
Texas 1/2/2019
B
Michigan 8/23/2018
B
Utah 6/28/2007
B
Missouri 5/22/2020
B
Washington 10/17/2007
B
Montana 2/6/2015
B
Wisconsin 5/22/2020
B
Nevada 2/6/2015
SRO Registrations
B
B
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IA
Registered with this firm since 7/15/2004
B
Registered with this firm since 7/15/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/19/2002 - 07/02/2004 | SAN FRANCISC, CA | |
B | 05/07/2002 - 07/02/2004 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.