Individual Firm
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CARLOS JORGE KURI
CRD#: 4509687
IA
B
MORGAN STANLEYCRD#: 149777 2800 Post Oak Boulevard
Suite 3200
Houston, TX 77056
Suite 3200
Houston, TX 77056
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
California 6/1/2009
B
New Jersey 1/20/2023
B
Colorado 1/9/2014
B
New York 8/15/2019
B
Connecticut 1/12/2023
B
South Dakota 7/29/2019
B
Delaware 9/28/2017
B
Texas 6/1/2009
B
Florida 6/1/2009
IA
Texas 6/1/2009
B
Louisiana 12/1/2017
B
Wisconsin 6/4/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2008 - 06/01/2009 | HOUSTON, TX | |
B | 01/04/2008 - 06/01/2009 | HOUSTON, TX | |
IA | 07/29/2002 - 01/09/2008 | HOUSTON, TX | |
B | 05/16/2002 - 01/09/2008 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.