• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBERT HENRY WAECHTER JR.
BOBBY HENRY WAECHTER JR, BOBBY HENRY WAECHTER JR., BRIAN HENRY WAECHTER
CRD#: 4509330
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 517 Church Street
Franklin, TN 37064
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2003 - 2007 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2002 - 2003 (1 year)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2004 - 2007 (3 years)
Disclosure(s)
View By:
12/8/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/13/2013

B
Missouri 1/26/2021

B
Arizona 1/26/2021

B
North Carolina 3/11/2024

B
Arkansas 3/4/2021

B
Oklahoma 11/4/2022

B
California 3/12/2021

B
Pennsylvania 1/26/2021

B
Colorado 11/11/2015

B
South Carolina 2/13/2013

B
Florida 11/11/2015

B
Tennessee 2/13/2013

B
Georgia 9/17/2013

IA
Tennessee 2/13/2013

B
Indiana 2/13/2013

B
Texas 1/26/2021

B
Kansas 6/1/2023

IA
Texas 1/28/2021

B
Kentucky 2/19/2015

B
Virginia 7/21/2016

B
Louisiana 10/5/2022

B
Washington 4/5/2017

B
Mississippi 1/26/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
517 Church Street, Franklin, TN 37064
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
517 Church Street, Franklin, TN 37064
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FRANKLIN, TN
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FRANKLIN, TN
IA
02/03/2004 - 02/13/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) NASHVILLE, TN
B
05/07/2003 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) NASHVILLE, TN
B
04/26/2002 - 04/30/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.