Individual Firm
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Douglas Mark Roskos
CRD#: 4509067
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 217B Chester Avenue
Moorestown, NJ 08057
Moorestown, NJ 08057
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 217B Chester Avenue
Moorestown, NJ 08057
Moorestown, NJ 08057
View By:
9/23/2009
Customer Dispute
Denied
State Registrations
B
Arizona 6/13/2023
B
New York 6/13/2023
B
California 6/13/2023
B
North Carolina 6/13/2023
B
Colorado 6/13/2023
B
Pennsylvania 6/13/2023
B
Florida 6/13/2023
IA
Pennsylvania 1/27/2025
B
Kansas 6/13/2023
B
South Carolina 6/13/2023
B
Maryland 6/13/2023
B
Tennessee 7/18/2023
B
Massachusetts 6/13/2023
IA
Texas 6/13/2023
B
New Jersey 6/8/2023
B
Washington 6/13/2023
IA
New Jersey 6/8/2023
SRO Registrations
B
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IA
Registered with this firm since 6/8/2023
B
Registered with this firm since 6/8/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2006 - 06/12/2023 | MOUNT LAUREL, NJ | |
B | 12/08/2006 - 06/12/2023 | MOUNT LAUREL, NJ | |
IA | 04/25/2002 - 12/14/2006 | LAWRENCEVILLE, NJ | |
B | 03/21/2002 - 12/14/2006 | LAWRENCEVILLE, NJ |
MOUNT LAUREL, NJ
12/08/2006 - 06/12/2023
MOUNT LAUREL, NJ
12/08/2006 - 06/12/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.