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STEVEN WELDON PLATT
STEVE W PLATT
CRD#: 4508072
IA
B
VOYA RETIREMENT ADVISORS, LLCCRD#: 3989 ONE ORANGE WAY
WINDSOR, CT 06095
WINDSOR, CT 06095
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 6500 S Macadam Avenue Suite 125
PORTLAND, OR 97239
PORTLAND, OR 97239
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Alabama 5/8/2017
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Nevada 1/3/2011
B
Alaska 5/24/2021
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New Jersey 11/1/2023
B
Arizona 5/6/2014
B
New Mexico 10/22/2019
B
Arkansas 12/8/2022
B
New York 2/14/2014
B
California 1/3/2011
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New York 10/11/2022
B
Colorado 1/3/2017
B
North Carolina 1/9/2015
B
Florida 1/10/2017
B
Ohio 1/7/2021
B
Hawaii 10/12/2015
B
Oregon 2/6/2014
B
Idaho 2/10/2014
IA
Oregon 7/7/2014
B
Illinois 9/9/2019
B
Rhode Island 6/1/2023
B
Indiana 1/2/2019
B
South Carolina 1/3/2024
B
Iowa 11/25/2015
B
South Dakota 1/9/2018
B
Kansas 4/2/2024
B
Tennessee 10/1/2024
B
Kentucky 5/1/2023
B
Texas 11/2/2016
B
Louisiana 10/1/2024
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Texas 2/14/2019
B
Maine 6/1/2017
B
Utah 6/21/2011
B
Maryland 10/1/2024
B
Vermont 7/2/2018
B
Massachusetts 5/24/2021
B
Virginia 11/13/2013
B
Michigan 9/8/2022
B
Washington 2/10/2014
B
Missouri 4/9/2021
B
Wisconsin 4/5/2022
B
Montana 1/3/2017
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Wyoming 10/18/2022
B
Nebraska 8/11/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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Registered with this firm since 5/25/2021
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/2005 - 01/03/2011 | CARSON CITY, NV | |
B | 06/28/2005 - 01/03/2011 | CARSON CITY, NV | |
B | 11/16/2004 - 06/24/2005 | LINCOLN, NE | |
IA | 05/08/2002 - 11/05/2004 | RENO, NV | |
B | 04/17/2002 - 11/05/2004 | OVERLAND PARK, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.