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Detailed Report
STEVEN BLAIR MCCARTIN
CRD#: 4507863
IA
Investment Adviser
B
Broker
CONTINUUM ADVISORY, LLCCRD#: 283155 1563 Postal Road, Suite C-1
Chester, MD 21619
OSAIC WEALTH, INC.CRD#: 23131 1563 POSTAL ROAD
SUITE C1
CHESTER, MD 21619
Registration History
198519901995200020052010201520202025IACONTINUUM ADVISORY, LLC (CRD# 283155)2025 - Present (<1 year)IAOSAIC WEALTH, INC. (CRD# 23131)2019 - Present (6 years)BOSAIC WEALTH, INC. (CRD# 23131)2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2016 - 2018 (2 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2009 - 2016 (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2003 - 2009 (6 years)
Disclosure(s)
View By:
10/12/1984
Criminal
Final Disposition
License(s)

State Registrations

B
Delaware 11/2/2018
IA
Maryland 2/22/2019
B
District of Columbia 11/2/2018
B
Michigan 5/5/2023
B
Florida 11/2/2018
B
Pennsylvania 11/2/2018
B
Maryland 11/2/2018
B
Virginia 8/30/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONTINUUM ADVISORY, LLC (CRD#:283155)
1563 Postal Road, Suite C-1, Chester, MD 21619
Registered with this firm since 2/6/2025
IA
OSAIC WEALTH, INC. (CRD#:23131)
1563 POSTAL ROAD SUITE C1, CHESTER, MD 21619
Registered with this firm since 2/22/2019
B
OSAIC WEALTH, INC. (CRD#:23131)
1563 POSTAL ROAD SUITE C1, CHESTER, MD 21619
Registered with this firm since 11/2/2018
Previous Registration(s)
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B
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BELTSVILLE, MD
B
 09/04/2009 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) BELTSVILLE, MD
B
 03/19/2003 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) BELTSVILLE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.