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Detailed Report
TODD Michael TORO
TODD MICHAELS, TODD M TORO, TODD MICHAEL TORO, TODD MICHAEL TORO
CRD#: 4507145
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 155 VILLAGE BOULEVARD
SUITE A
PRINCETON, NJ 08540
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2011 (3 years)BOPPENHEIMER & CO. INC. (CRD# 249)2002 - 2008 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2010 - 2011 (1 year)
License(s)

State Registrations

B
Arizona 8/15/2022
IA
New Jersey 4/27/2015
B
Colorado 1/3/2022
B
New Jersey 5/7/2015
B
Connecticut 5/7/2015
B
New York 5/11/2015
B
Florida 8/23/2016
B
North Carolina 5/23/2023
B
Georgia 11/29/2018
B
Pennsylvania 4/5/2016
B
Louisiana 8/20/2018
B
Rhode Island 7/1/2024
B
Massachusetts 6/26/2017
B
Washington 4/14/2023
B
Missouri 12/13/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
155 VILLAGE BOULEVARD SUITE A, PRINCETON, NJ 08540
Freehold, NJ
Registered with this firm since 5/7/2015
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
155 VILLAGE BOULEVARD SUITE A, PRINCETON, NJ 08540
Freehold, NJ
Registered with this firm since 4/27/2015
Previous Registration(s)
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IA
 01/10/2012 - 04/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/10/2012 - 04/20/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
 09/17/2010 - 12/21/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 11/19/2008 - 12/21/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 04/10/2002 - 12/01/2008 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.