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PATRICK CHRISTOPHER FOLEY
PATRICK FOLEY, Patrick Christopher Foley
CRD#: 4506835
IA
Investment Adviser
B
Broker
AMUNDI ASSET MANAGEMENT US, INC.CRD#: 107719 60 STATE STREET
BOSTON, MA 02109-1820
AMUNDI DISTRIBUTOR US, INC.CRD#: 24497 Audubon, NJ
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2012 - 2019 (7 years)2 FIRMS2024 - Present (<1 year)BALLSPRING FUNDS DISTRIBUTOR, LLC (CRD# 133366)2019 - 2024 (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2006 (4 years)IAALLSPRING FUNDS MANAGEMENT, LLC (CRD# 110841)2023 - 2024 (<1 year)IAALLSPRING FUNDS MANAGEMENT, LLC (CRD# 110841)2019 - 2023 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 5/22/2024

B
Montana 5/22/2024

B
Alaska 5/22/2024

B
Nebraska 5/22/2024

B
Arizona 5/22/2024

B
Nevada 5/22/2024

B
Arkansas 5/22/2024

B
New Hampshire 5/22/2024

B
California 5/22/2024

B
New Jersey 5/22/2024

B
Colorado 5/22/2024

B
New Mexico 5/22/2024

B
Connecticut 5/22/2024

B
New York 5/22/2024

B
Delaware 5/22/2024

B
North Carolina 5/22/2024

B
District of Columbia 5/22/2024

B
North Dakota 5/22/2024

B
Florida 5/22/2024

B
Ohio 5/22/2024

B
Georgia 5/22/2024

B
Oklahoma 5/22/2024

B
Hawaii 5/22/2024

B
Oregon 5/22/2024

B
Idaho 5/22/2024

B
Pennsylvania 5/22/2024

B
Illinois 5/22/2024

B
Puerto Rico 5/22/2024

B
Indiana 5/22/2024

B
Rhode Island 5/22/2024

B
Iowa 5/22/2024

B
South Carolina 5/22/2024

B
Kansas 5/22/2024

B
South Dakota 5/22/2024

B
Kentucky 5/22/2024

B
Tennessee 5/22/2024

B
Louisiana 5/22/2024

B
Texas 5/22/2024

B
Maine 5/22/2024

B
Utah 5/22/2024

B
Maryland 5/22/2024

B
Vermont 5/22/2024

B
Massachusetts 5/22/2024

B
Virgin Islands 5/22/2024

IA
Massachusetts 6/4/2024

B
Virginia 5/22/2024

B
Michigan 5/22/2024

B
Washington 5/22/2024

B
Minnesota 5/22/2024

B
West Virginia 5/22/2024

B
Mississippi 5/22/2024

B
Wisconsin 5/22/2024

B
Missouri 5/22/2024

B
Wyoming 5/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMUNDI ASSET MANAGEMENT US, INC. (CRD#:107719)
60 STATE STREET, BOSTON, MA 02109-1820
Registered with this firm since 6/4/2024

B
AMUNDI DISTRIBUTOR US, INC. (CRD#:24497)
Audubon, NJ
Registered with this firm since 5/22/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/06/2023 - 05/10/2024 ALLSPRING FUNDS MANAGEMENT, LLC (CRD#:110841) WILMINGTON, DE
B
11/04/2019 - 05/10/2024 ALLSPRING FUNDS DISTRIBUTOR, LLC (CRD#:133366) WILMINGTON, DE
IA
11/05/2019 - 12/05/2023 ALLSPRING FUNDS MANAGEMENT, LLC (CRD#:110841) WILMINGTON, DE
IA
01/30/2012 - 03/22/2019 DELAWARE CAPITAL MANAGEMENT ADVISERS, INC (CRD#:152237) PHILADELPHIA, PA
B
01/27/2012 - 03/22/2019 DELAWARE DISTRIBUTORS, L.P. (CRD#:14232) PHILADELPHIA, PA
IA
12/08/2010 - 05/10/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILMINGTON, DE
B
12/08/2010 - 05/10/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
06/01/2009 - 07/08/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PURCHASE, NY
B
06/01/2009 - 07/08/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) PURCHASE, NY
IA
01/03/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILMINGTON, DE
B
01/03/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
08/01/2005 - 06/08/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILMINGTON, DE
B
03/08/2002 - 06/08/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.