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Nicole M Leroux
NICOLE M LEROUX, NICOLE MICHELLE LEROUX
CRD#: 4506120
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8401 Westheimer Rd
HOUSTON, TX 77063
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2003 - 2012 (9 years)BNYLIFE SECURITIES INC. (CRD# 5167)2002 - 2002 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (4 years)
License(s)

State Registrations

B
Alaska 8/16/2023

B
New York 10/1/2012

B
California 10/1/2012

B
Oklahoma 10/1/2012

B
Colorado 8/16/2023

B
Pennsylvania 6/16/2021

B
Florida 10/1/2012

B
Rhode Island 12/12/2018

B
Illinois 10/1/2012

B
Tennessee 5/23/2016

B
Indiana 2/10/2020

B
Texas 10/1/2012

B
Iowa 9/11/2023

IA
Texas 10/1/2012

B
Louisiana 10/1/2012

B
Virgin Islands 2/10/2016

B
Minnesota 10/1/2012

B
Virginia 1/4/2013

B
New Mexico 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8401 Westheimer Rd, HOUSTON, TX 77063
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8401 Westheimer Rd, HOUSTON, TX 77063
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/23/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SUGAR LAND, TX
B
08/21/2003 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SUGAR LAND, TX
B
03/15/2002 - 07/19/2002 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.