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DALE AKINLA
DELE AKINLA
CRD#: 4505636
IA
B
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
1NC
Purchase, NY 10577
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 1/4/2017
B
Missouri 1/4/2017
B
California 2/18/2015
B
Nevada 1/3/2018
B
Colorado 1/4/2017
B
New Hampshire 1/3/2018
B
Connecticut 12/17/2009
B
New Jersey 3/10/2010
B
Delaware 7/13/2017
B
New Mexico 1/30/2017
B
District of Columbia 1/3/2018
B
New York 12/17/2009
B
Florida 5/18/2011
IA
New York 6/16/2021
B
Georgia 1/3/2018
B
North Carolina 1/31/2014
B
Hawaii 10/13/2017
B
Oregon 1/4/2017
B
Idaho 1/3/2018
B
Pennsylvania 3/10/2010
B
Illinois 2/6/2017
B
Rhode Island 12/14/2018
B
Indiana 1/3/2018
B
South Carolina 1/4/2017
B
Louisiana 6/2/2017
B
Tennessee 6/3/2022
B
Maine 6/16/2015
B
Texas 4/15/2010
B
Maryland 6/10/2015
IA
Texas 4/15/2010
B
Massachusetts 8/21/2014
B
Vermont 1/4/2017
B
Michigan 1/3/2018
B
Virginia 5/24/2011
B
Minnesota 8/10/2016
B
Washington 1/3/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/15/2010
B
Registered with this firm since 12/17/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2008 - 05/06/2009 | NEW YORK, NY | |
B | 09/02/2004 - 10/01/2008 | NEW YORK, NY | |
B | 05/13/2002 - 08/05/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.