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Detailed Report
KELLI ANN ANDERSON
KELLI A. ANDERSON, KELLI ANN BAKER, KELLI ANN BAKER, KELLI ANN CURTIS
CRD#: 4505320
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 14805 North Outer forty Road Suite 200
Chesterfield, MO 63017
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2010 (6 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 3/5/2013
B
Nebraska 9/26/2019
B
Alaska 9/28/2012
B
New Hampshire 9/28/2012
B
Arizona 9/28/2012
B
New Jersey 3/5/2013
B
Arkansas 9/28/2012
B
New Mexico 9/28/2012
B
California 9/28/2012
B
New York 9/28/2012
B
Colorado 9/28/2012
B
North Carolina 9/28/2012
B
Connecticut 3/5/2013
B
North Dakota 7/25/2022
B
Florida 9/28/2012
B
Ohio 9/28/2012
B
Georgia 9/28/2012
B
Oklahoma 9/28/2012
B
Illinois 9/28/2012
B
Oregon 9/28/2012
IA
Illinois 1/31/2022
B
Pennsylvania 9/28/2012
B
Indiana 9/28/2012
B
Puerto Rico 12/21/2023
B
Iowa 9/28/2012
B
Rhode Island 5/2/2013
B
Kansas 9/28/2012
B
South Carolina 9/28/2012
B
Kentucky 9/28/2012
B
Tennessee 3/24/2014
B
Louisiana 3/5/2013
B
Texas 9/28/2012
B
Maine 11/11/2015
IA
Texas 2/7/2014
B
Maryland 9/28/2012
B
Utah 3/24/2014
B
Massachusetts 5/2/2013
B
Vermont 4/10/2015
B
Michigan 9/28/2012
B
Virginia 10/28/2019
B
Minnesota 9/28/2012
B
Washington 9/28/2012
B
Missouri 9/28/2012
B
West Virginia 5/2/2013
IA
Missouri 10/1/2012
B
Wisconsin 9/28/2012
B
Montana 9/28/2012
B
Wyoming 3/16/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
14805 North Outer forty Road Suite 200, Chesterfield, MO 63017
Registered with this firm since 10/1/2012
B
MORGAN STANLEY (CRD#:149777)
14805 North Outer forty Road Suite 200, Chesterfield, MO 63017
Registered with this firm since 9/28/2012
Previous Registration(s)
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IA
 03/08/2010 - 06/14/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) COLUMBIA, SC
B
 03/04/2010 - 06/14/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) COLUMBIA, SC
IA
 03/24/2004 - 03/03/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) COLUMBIA, SC
B
 03/23/2004 - 03/03/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) COLUMBIA, SC
B
 08/01/2002 - 02/02/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/01/2002 - 02/02/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.