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LINDA GRACE BANKS
LINDA G. BANKS, LINDA GRACE RIVERA
CRD#: 4504100
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 350 ESSJAY ROAD
SUITE 300
WILLIAMSVILLE, NY 14221
SUITE 300
WILLIAMSVILLE, NY 14221
0
Disclosures
20
Years of Experience
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State Registrations
B
Florida 7/24/2018
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New York 5/18/2021
B
Georgia 2/11/2022
B
Tennessee 8/21/2023
B
Maryland 8/11/2022
B
Washington 6/7/2021
B
New York 9/20/2011
SRO Registrations
B
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IA
Registered with this firm since 4/13/2015
B
Registered with this firm since 9/20/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/18/2007 - 09/12/2011 | BUFFALO, NY | |
B | 06/17/2005 - 10/13/2006 | BUFFALO, NY | |
B | 02/15/2002 - 12/19/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.