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Thomas NELSON Kikly
THOMAS NELSON KIKLY, Nelson Kikly, Thomas Kikly
CRD#: 4503737
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
CI CLIENT MANAGEMENT
ATLANTA, GA 30326
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - 2009 (4 years)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2011 - 2013 (1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - 2011 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2003 (1 year)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2012 - 2013 (1 year)IAEAGLE STRATEGIES LLC (CRD# 110826)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Alabama 6/1/2018

B
Nebraska 6/1/2018

B
Alaska 6/1/2018

B
Nevada 6/1/2018

B
Arizona 6/1/2018

B
New Hampshire 6/1/2018

B
Arkansas 6/1/2018

B
New Jersey 6/1/2018

B
California 6/1/2018

B
New Mexico 6/1/2018

B
Colorado 6/1/2018

B
New York 6/1/2018

B
Connecticut 6/1/2018

B
North Carolina 6/1/2018

B
Delaware 6/1/2018

B
North Dakota 6/1/2018

B
District of Columbia 6/1/2018

B
Ohio 6/1/2018

B
Florida 6/1/2018

B
Oklahoma 6/1/2018

B
Georgia 6/1/2018

B
Oregon 6/1/2018

IA
Georgia 6/4/2018

B
Pennsylvania 6/1/2018

B
Hawaii 6/1/2018

B
Puerto Rico 2/22/2019

B
Idaho 6/1/2018

B
Rhode Island 6/1/2018

B
Illinois 6/1/2018

B
South Carolina 6/1/2018

B
Indiana 6/1/2018

B
South Dakota 6/1/2018

B
Iowa 6/1/2018

B
Tennessee 6/1/2018

B
Kansas 6/1/2018

B
Texas 6/1/2018

B
Kentucky 6/1/2018

IA
Texas 6/2/2018

B
Louisiana 6/1/2018

B
Utah 6/1/2018

B
Maine 6/1/2018

B
Vermont 6/1/2018

B
Maryland 6/1/2018

B
Virgin Islands 10/22/2020

B
Massachusetts 6/1/2018

B
Virginia 6/1/2018

B
Michigan 6/1/2018

B
Washington 6/1/2018

B
Minnesota 6/1/2018

B
West Virginia 6/1/2018

B
Mississippi 6/1/2018

B
Wisconsin 6/1/2018

B
Missouri 6/1/2018

B
Wyoming 6/1/2018

B
Montana 6/1/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE CI CLIENT MANAGEMENT, ATLANTA, GA 30326
Registered with this firm since 6/2/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE CI CLIENT MANAGEMENT, ATLANTA, GA 30326
Registered with this firm since 6/1/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/02/2016 - 01/18/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Atlanta, GA
B
06/16/2016 - 01/18/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Atlanta, GA
IA
01/31/2014 - 07/02/2014 PNC INVESTMENTS (CRD#:129052) ATLANTA, GA
B
01/27/2014 - 07/02/2014 PNC INVESTMENTS (CRD#:129052) ATLANTA, GA
IA
08/09/2013 - 01/28/2014 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ATLANTA, GA
B
08/07/2013 - 01/28/2014 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ATLANTA, GA
IA
02/03/2012 - 02/19/2013 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) ATLANTA, GA
B
12/16/2011 - 02/19/2013 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) ATLANTA, GA
IA
01/04/2011 - 11/07/2011 EAGLE STRATEGIES LLC (CRD#:110826) ATLANTA, GA
B
11/25/2009 - 11/07/2011 NYLIFE SECURITIES LLC (CRD#:5167) ATLANTA, GA
IA
09/02/2005 - 11/10/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) ATLANTA, GA
B
09/13/2005 - 11/10/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) ATLANTA, GA
IA
10/13/2003 - 09/09/2005 MORGAN STANLEY (CRD#:7556) ATLANTA, GA
B
10/13/2003 - 09/09/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
06/11/2002 - 09/15/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.