• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Sapan B Shah
SAPAN BHARAT SHAH
CRD#: 4503644
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 25 Deforest Avenue
Floor 3
Summit, NJ 07901
Registration History
200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - Present (15 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 9/21/2009

B
Nevada 9/21/2009

B
Alaska 9/21/2009

B
New Hampshire 9/21/2009

B
Arizona 9/21/2009

B
New Jersey 9/21/2009

B
Arkansas 9/21/2009

IA
New Jersey 12/20/2021

B
California 9/21/2009

B
New Mexico 9/21/2009

B
Colorado 9/21/2009

B
New York 9/21/2009

B
Connecticut 9/21/2009

B
North Carolina 9/21/2009

B
Delaware 9/21/2009

B
North Dakota 9/21/2009

B
District of Columbia 9/21/2009

B
Ohio 9/21/2009

B
Florida 9/21/2009

B
Oklahoma 9/21/2009

B
Georgia 9/21/2009

B
Oregon 9/21/2009

B
Hawaii 9/21/2009

B
Pennsylvania 9/21/2009

B
Idaho 9/21/2009

B
Puerto Rico 4/20/2010

B
Illinois 9/21/2009

B
Rhode Island 9/21/2009

B
Indiana 9/21/2009

B
South Carolina 9/21/2009

B
Iowa 9/21/2009

B
South Dakota 9/21/2009

B
Kansas 9/21/2009

B
Tennessee 9/21/2009

B
Kentucky 9/21/2009

B
Texas 9/21/2009

B
Louisiana 9/21/2009

IA
Texas 11/17/2022

B
Maine 9/21/2009

B
Utah 9/21/2009

B
Maryland 9/21/2009

B
Vermont 9/21/2009

B
Massachusetts 9/21/2009

B
Virgin Islands 4/20/2010

B
Michigan 9/21/2009

B
Virginia 9/21/2009

B
Minnesota 9/21/2009

B
Washington 9/21/2009

B
Mississippi 9/21/2009

B
West Virginia 9/21/2009

B
Missouri 9/21/2009

B
Wisconsin 9/21/2009

B
Montana 9/21/2009

B
Wyoming 9/21/2009

B
Nebraska 9/21/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
25 Deforest Avenue Floor 3, Summit, NJ 07901
Wayne, NJ
Registered with this firm since 12/20/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
25 Deforest Avenue Floor 3, Summit, NJ 07901
Wayne, NJ
Registered with this firm since 9/21/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/21/2003 - 12/07/2007 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.