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ANTHONY S LAFONTE
ANTHONY LAFONTE
CRD#: 4502795
IA
B
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Red Bank, NJ 07701
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 2/4/2016
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New Jersey 9/12/2013
B
California 9/12/2013
IA
New Jersey 9/17/2013
B
Colorado 9/12/2013
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New York 9/12/2013
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Connecticut 9/12/2013
B
North Carolina 9/12/2013
B
Delaware 9/12/2013
B
Ohio 9/12/2013
B
Florida 9/12/2013
B
Oklahoma 9/30/2013
B
Georgia 5/26/2015
B
Oregon 7/1/2015
B
Hawaii 9/12/2013
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Pennsylvania 9/12/2013
B
Iowa 9/12/2013
B
South Carolina 9/12/2013
B
Maine 9/12/2013
B
South Dakota 9/12/2013
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Maryland 9/12/2013
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Texas 9/12/2013
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Massachusetts 9/12/2013
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Texas 4/2/2020
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Michigan 9/12/2013
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Vermont 9/12/2013
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Minnesota 8/3/2017
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Virginia 9/12/2013
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Nevada 9/12/2013
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Wyoming 2/13/2019
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New Hampshire 9/12/2013
SRO Registrations
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Registered with this firm since 9/17/2013
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Registered with this firm since 9/12/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2008 - 09/16/2013 | RED BANK, NJ | |
B | 06/09/2008 - 09/16/2013 | RED BANK, NJ | |
B | 07/16/2007 - 05/29/2008 | NEW YORK, NY | |
IA | 01/21/2003 - 05/07/2007 | NEW YORK, NY | |
B | 01/21/2003 - 05/07/2007 | NEW YORK, NY | |
B | 03/15/2002 - 09/19/2002 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.