• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH CHARLES KEAN
JOSEPH C KEAN
CRD#: 4501282
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6200 ROCKSIDE RD
CLEVELAND, OH 44131
CETERA ADVISOR NETWORKS LLCCRD#: 13572 6200 ROCKSIDE RD
CLEVELAND, OH 44131
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2014 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2014 - Present (10 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2014 - 2023 (9 years)IAVANTAGE FINANCIAL GROUP, INC. (CRD# 105950)2015 - 2022 (6 years)
License(s)

State Registrations

B
Alabama 5/21/2014

B
Nebraska 5/21/2014

B
Alaska 5/21/2014

B
Nevada 5/21/2014

B
Arizona 5/21/2014

B
New Hampshire 5/21/2014

B
Arkansas 5/21/2014

B
New Jersey 5/21/2014

B
California 5/21/2014

B
New Mexico 5/21/2014

B
Colorado 5/21/2014

B
New York 5/21/2014

B
Connecticut 5/21/2014

B
North Carolina 5/28/2014

B
Delaware 5/21/2014

B
North Dakota 5/21/2014

B
District of Columbia 5/21/2014

B
Ohio 4/28/2014

B
Florida 5/21/2014

IA
Ohio 6/29/2023

B
Georgia 5/21/2014

B
Oklahoma 5/21/2014

B
Hawaii 5/21/2014

B
Oregon 5/21/2014

B
Idaho 5/21/2014

B
Pennsylvania 4/28/2014

B
Illinois 5/21/2014

B
Rhode Island 5/21/2014

B
Indiana 5/21/2014

B
South Carolina 5/21/2014

B
Iowa 5/21/2014

B
South Dakota 5/21/2014

B
Kansas 5/21/2014

B
Tennessee 5/21/2014

B
Kentucky 5/21/2014

B
Texas 5/21/2014

B
Louisiana 5/21/2014

IA
Texas 6/29/2023

B
Maine 5/21/2014

B
Utah 5/21/2014

B
Maryland 5/21/2014

B
Vermont 5/21/2014

B
Massachusetts 5/21/2014

B
Virginia 5/21/2014

B
Michigan 5/21/2014

B
Washington 5/21/2014

B
Minnesota 5/21/2014

B
West Virginia 5/21/2014

B
Mississippi 5/21/2014

B
Wisconsin 5/21/2014

B
Missouri 5/21/2014

B
Wyoming 5/21/2014

B
Montana 5/21/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6200 ROCKSIDE RD, CLEVELAND, OH 44131
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
6200 ROCKSIDE RD, CLEVELAND, OH 44131
AVON, OH
Registered with this firm since 4/28/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/28/2014 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BOARDMAN, OH
IA
02/13/2015 - 01/06/2022 VANTAGE FINANCIAL GROUP, INC. (CRD#:105950) CLEVELAND, OH
IA
11/13/2009 - 03/19/2014 PNC INVESTMENTS (CRD#:129052) CLEVELAND, OH
B
11/13/2009 - 03/19/2014 PNC INVESTMENTS (CRD#:129052) CLEVELAND, OH
IA
09/08/2004 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
B
06/29/2004 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.