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Detailed Report
MICHAEL ALLEYN HARRIS
MIKE HARRIS
CRD#: 4501270
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6781 N PALM AVE STE 201
FRESNO, CA 93704
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2008 (4 years)2 FIRMS2008 - Present (17 years)
License(s)

State Registrations

B
Alabama 1/1/2008
B
Nebraska 7/8/2011
B
Arizona 1/1/2008
B
Nevada 5/20/2011
B
California 1/1/2008
B
New Hampshire 1/1/2008
IA
California 1/1/2008
B
New York 3/1/2023
B
Colorado 10/20/2017
B
Ohio 7/13/2024
B
Delaware 10/20/2017
B
Oklahoma 12/3/2015
B
Florida 8/17/2021
B
Oregon 1/1/2008
B
Idaho 1/1/2008
B
Pennsylvania 1/3/2012
B
Kansas 5/13/2024
B
Texas 1/1/2008
B
Kentucky 1/1/2008
IA
Texas 9/22/2017
B
Maryland 6/3/2021
B
Virginia 3/3/2020
B
Mississippi 9/22/2021
B
Washington 1/1/2008
B
Missouri 11/16/2021
B
Wisconsin 10/20/2017
B
Montana 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6781 N PALM AVE STE 201, FRESNO, CA 93704
CLOVIS, CA
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6781 N PALM AVE STE 201, FRESNO, CA 93704
CLOVIS, CA
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 02/10/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) FRESNO, CA
IA
 02/10/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) FRESNO, CA
IA
 08/21/2002 - 02/11/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) FRESNO, CA
B
 06/19/2002 - 02/11/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.