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DAVID RYAN SHOBER
CRD#: 4501238
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 Gaithersburg, MD
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 Gaithersburg, MD
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2016 (10 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BSUNTRUST SECURITIES, INC. (CRD# 17499)2002 - 2004 (2 years)IAACI PARTNERS, LLC (CRD# 168342)2013 - 2016 (3 years)IASUNTRUST SECURITIES, INC. (CRD# 17499)2004 - 2004 (<1 year)
Disclosure(s)
View By:
4/15/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Delaware 5/3/2024

B
New York 6/21/2024

B
District of Columbia 5/3/2024

B
North Carolina 6/27/2024

B
Florida 5/10/2024

B
Pennsylvania 5/3/2024

B
Maryland 5/3/2024

B
Vermont 11/7/2024

IA
Maryland 5/3/2024

B
Virginia 5/3/2024

B
Nevada 5/10/2024

B
Washington 5/10/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
Gaithersburg, MD
Registered with this firm since 5/3/2024

B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
Gaithersburg, MD
Registered with this firm since 5/3/2024

Previous Registration(s)
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IA
01/19/2024 - 05/07/2024 OSAIC WEALTH, INC. (CRD#:23131) GERMANTOWN, MD
B
01/19/2024 - 05/07/2024 OSAIC WEALTH, INC. (CRD#:23131) GERMANTOWN, MD
IA
07/17/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) GERMANTOWN, MD
B
07/17/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) GERMANTOWN, MD
IA
11/10/2016 - 06/21/2017 SSN ADVISORY, INC. (CRD#:126090) Urbana, MD
B
11/10/2016 - 06/21/2017 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) Urbana, MD
IA
09/16/2013 - 12/01/2016 ACI PARTNERS, LLC (CRD#:168342) ROCKVILLE, MD
IA
09/20/2006 - 11/11/2016 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) ROCKVILLE, MD
B
08/01/2006 - 11/11/2016 NATIONAL PLANNING CORPORATION (CRD#:29604) ROCKVILLE, MD
IA
01/03/2005 - 01/31/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROCKVILLE, MD
B
01/03/2005 - 01/31/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
04/20/2004 - 12/03/2004 SUNTRUST SECURITIES, INC. (CRD#:17499) VIENNA, VT
B
02/20/2002 - 12/03/2004 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.