Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
19952000200520102015202020252 FIRMS2016 - 2024 (8 years)IACWM, LLC (CRD# 155344)2024 - Present (<1 year)BFSC SECURITIES CORPORATION (CRD# 7461)2007 - 2015 (8 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2005 - 2007 (1 year)BINVESTMENT PROFESSIONALS, INC. (CRD# 30184)2003 - 2004 (1 year)BONEAMERICA SECURITIES, INC. (CRD# 4173)2002 - 2003 (<1 year)IAFSC SECURITIES CORPORATION (CRD# 7461)2008 - 2015 (7 years)
Disclosure(s)
View By:
11/16/2020
Customer Dispute
Settled
4/19/1994
Criminal
Final Disposition
License(s)

State Registrations

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Georgia 10/9/2024
Current Registration(s)
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CWM, LLC (CRD#:155344)
12640 Crabapple Rd, Ste. 200, Milton, GA 30004
Registered with this firm since 10/9/2024
Previous Registration(s)
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 01/11/2016 - 10/03/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
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 01/04/2016 - 10/03/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Roswell, GA
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 05/23/2008 - 12/31/2015 FSC SECURITIES CORPORATION (CRD#:7461) ROSWELL, GA
B
 04/12/2007 - 12/31/2015 FSC SECURITIES CORPORATION (CRD#:7461) ROSWELL, GA
B
 09/27/2005 - 03/02/2007 WM FINANCIAL SERVICES, INC. (CRD#:599) DECATUR, GA
B
 09/02/2003 - 10/05/2004 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
 11/25/2002 - 08/15/2003 ONEAMERICA SECURITIES, INC. (CRD#:4173) INDIANAPOLIS, IN
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.