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Detailed Report
Andrew Lawrence Ramos
ANDREW L RAMOS, ANDREW L RAMOS
CRD#: 4500753
IA
Investment Adviser
B
Broker
CONVERGENCE FINANCIALCRD#: 304146 Suite 158
Prairie Village, KS 66208
LPL FINANCIAL LLCCRD#: 6413 10975 BENSON DR STE 390
OVERLAND PARK, KS 66210
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (1 year)BEDWARD JONES (CRD# 250)2002 - 2024 (22 years)IAEDWARD JONES (CRD# 250)2008 - 2024 (15 years)
License(s)

State Registrations

B
Arizona 5/13/2024
B
North Carolina 6/3/2024
B
California 5/13/2024
B
Ohio 7/18/2024
B
Colorado 5/13/2024
B
Oklahoma 5/13/2024
B
Florida 5/13/2024
B
Oregon 12/23/2024
B
Indiana 7/31/2024
B
Pennsylvania 5/22/2024
B
Iowa 7/25/2024
B
South Carolina 2/6/2025
IA
Kansas 3/28/2024
B
Tennessee 5/13/2024
B
Kansas 5/13/2024
IA
Texas 3/28/2024
B
Michigan 2/1/2025
B
Texas 5/13/2024
B
Missouri 5/16/2024
B
Utah 8/29/2024
B
Nebraska 5/13/2024
B
Virginia 5/13/2024
B
New York 8/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONVERGENCE FINANCIAL (CRD#:304146)
Suite 158, Prairie Village, KS 66208
Registered with this firm since 3/28/2024
B
LPL FINANCIAL LLC (CRD#:6413)
10975 BENSON DR STE 390, OVERLAND PARK, KS 66210
10975 BENSON DR STE 250, OVERLAND PARK, KS 66210
Registered with this firm since 5/13/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/11/2008 - 04/25/2024 EDWARD JONES (CRD#:250) PRAIRIE VILLAGE, KS
B
 04/02/2002 - 04/25/2024 EDWARD JONES (CRD#:250) PRAIRIE VILLAGE, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.