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RONALD MICHAEL SISK
CRD#: 4500654
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 3570 CARMEL MOUNTAIN ROAD
SUITE 450
SAN DIEGO, CA 92130
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2010 (4 years)3 FIRMS2010 - 2012 (1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2018 - Present (6 years)BEF LEGACY SECURITIES, LLC (CRD# 269923)2016 - 2018 (2 years)BSANDERS MORRIS HARRIS LLC (CRD# 20580)2012 - 2016 (3 years)IAEDELMAN FINANCIAL SERVICES, LLC (CRD# 113299)2012 - 2018 (6 years)
License(s)

State Registrations

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California 11/1/2018

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Texas 11/1/2018

Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
3570 CARMEL MOUNTAIN ROAD SUITE 450, SAN DIEGO, CA 92130
Registered with this firm since 11/1/2018

Previous Registration(s)
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05/22/2012 - 11/01/2018 EDELMAN FINANCIAL SERVICES, LLC (CRD#:113299) FAIRFAX, VA
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04/22/2016 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) COSTA MESA, CA
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05/22/2012 - 04/22/2016 SANDERS MORRIS HARRIS LLC (CRD#:20580) FAIRFAX, VA
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08/11/2010 - 05/10/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) SAN DIEGO, CA
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08/11/2010 - 05/10/2012 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
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08/13/2010 - 05/10/2012 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
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12/19/2005 - 08/05/2010 STRATEGIC ADVISERS, INC. (CRD#:104555) SAN DIEGO, CA
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12/08/2005 - 08/04/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SAN DIEGO, CA
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06/11/2002 - 11/11/2005 AXA ADVISORS, LLC (CRD#:6627) COLUMBIA, MD
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03/05/2002 - 11/11/2005 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.