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HECTOR DANIEL NINO
Danny Nino
CRD#: 4500104
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 7/16/2014

B
Missouri 4/25/2017

B
Alaska 8/23/2023

B
New York 4/13/2017

B
Arizona 8/22/2023

B
North Carolina 11/8/2013

B
California 4/15/2016

B
Oklahoma 5/7/2019

B
Colorado 7/13/2016

B
Pennsylvania 8/31/2018

B
Florida 10/31/2013

B
South Carolina 10/20/2017

B
Georgia 4/27/2023

B
Tennessee 6/19/2014

B
Illinois 10/31/2013

B
Texas 8/28/2013

B
Indiana 7/6/2023

IA
Texas 8/28/2013

B
Kansas 3/26/2024

B
Virgin Islands 3/15/2016

B
Maryland 7/8/2022

B
Virginia 4/13/2017

B
Massachusetts 12/17/2020

B
Washington 6/26/2023

B
Minnesota 10/31/2013

B
Wisconsin 7/14/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 8/28/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 8/28/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/20/2008 - 08/23/2013 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
02/20/2008 - 08/23/2013 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) PASADENA, TX
IA
04/11/2005 - 02/26/2008 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) SAN ANTONIO, TX
B
04/04/2005 - 02/26/2008 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) SAN ANTONIO, TX
IA
04/17/2002 - 04/01/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
03/21/2002 - 04/01/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.