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LEO ROTMAN
CRD#: 4499725
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 201 JONES ROAD
5TH FLOOR
WALTHAM, MA 02451
NYLIFE SECURITIES LLCCRD#: 5167 201 JONES ROAD
5TH FLOOR
WALTHAM, MA 02451
Registration History
2002200420062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2004 - Present (20 years)BNYLIFE SECURITIES LLC (CRD# 5167)2002 - Present (22 years)
Disclosure(s)
View By:
6/12/2007
Customer Dispute
Closed-No Action
7/13/2004
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/12/2018

B
New Hampshire 1/2/2019

B
Colorado 1/12/2018

B
New Mexico 10/1/2021

B
Connecticut 2/26/2021

B
New York 2/19/2013

B
Florida 3/5/2013

B
North Carolina 4/8/2019

IA
Florida 1/31/2024

IA
Texas 12/16/2022

B
Georgia 6/8/2016

B
Texas 1/4/2023

B
Illinois 1/4/2012

B
Utah 1/5/2023

B
Massachusetts 12/5/2002

B
Virginia 1/12/2018

IA
Massachusetts 7/21/2004

B
Washington 4/9/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
201 JONES ROAD 5TH FLOOR, WALTHAM, MA 02451
66 WEST FLAGLER ST 9TH FLOOR, MIAMI, FL 33130
Registered with this firm since 7/21/2004

B
NYLIFE SECURITIES LLC (CRD#:5167)
201 JONES ROAD 5TH FLOOR, WALTHAM, MA 02451
66 WEST FLAGLER ST 9TH FLOOR, MIAMI, FL 33130
Registered with this firm since 9/4/2002

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.