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KEVIN PETER DOLPHIN
CRD#: 4497873
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 2555 106th Street
Urbandale, IA 50322
Urbandale, IA 50322
IFP SECURITIES, LLCCRD#: 297287 2555 106th St.
Urbandale, IA 50322
Urbandale, IA 50322
0
Disclosures
23
Years of Experience
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State Registrations
B
Iowa 12/1/2020
B
Pennsylvania 3/14/2024
IA
Iowa 12/1/2020
B
Texas 12/1/2020
B
Minnesota 10/23/2024
SRO Registrations
B
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IA
Registered with this firm since 12/1/2020
B
Registered with this firm since 12/1/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/23/2014 - 12/17/2020 | MASON CITY, IA | |
B | 06/23/2014 - 12/17/2020 | Mason City, IA | |
IA | 10/03/2003 - 07/07/2014 | MASON CITY, IA | |
B | 02/18/2002 - 07/07/2014 | MASON CITY, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.