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Detailed Report
BRETT RAYMOND CLOAK
CRD#: 4496906
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 560 Van Reed Rd Ste 204
Wyomissing, PA 19610
LPL FINANCIAL LLCCRD#: 6413 560 VAN REED RD STE 204
WYOMISSING, PA 19610
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2014 - Present (10 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (14 years)BNEW ENGLAND SECURITIES (CRD# 615)2003 - 2011 (7 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2002 - 2003 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2005 - 2011 (5 years)
Disclosure(s)
View By:
5/4/2011
Customer Dispute
Denied
License(s)

State Registrations

B
California 1/18/2017
B
North Carolina 4/11/2024
B
Colorado 2/15/2011
B
Pennsylvania 2/15/2011
B
Delaware 10/31/2024
IA
Pennsylvania 9/17/2014
B
Florida 2/15/2011
IA
Texas 7/27/2020
B
Maryland 1/13/2025
B
Virginia 2/15/2011
B
New Jersey 2/15/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
560 Van Reed Rd Ste 204, Wyomissing, PA 19610
Registered with this firm since 9/17/2014
B
LPL FINANCIAL LLC (CRD#:6413)
560 VAN REED RD STE 204, WYOMISSING, PA 19610
Registered with this firm since 2/15/2011
Previous Registration(s)
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IA
 08/17/2011 - 10/23/2014 THE CENTURION GROUP, LLC (CRD#:155430) PLYMOUTH MEETING, PA
IA
 02/25/2011 - 10/06/2014 CENTURION ASSET MANAGEMENT, LLC (CRD#:155426) READING, PA
IA
 10/26/2005 - 02/24/2011 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) NEWTOWN SQUARE, PA
B
 05/08/2003 - 02/24/2011 NEW ENGLAND SECURITIES (CRD#:615) NEWTOWN SQUARE, PA
B
 02/21/2002 - 05/12/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.