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Susan Leslie Sandhu
SUSAN LESLIE GEEL, LESLIE L SANDHU, LESLIE SANDHU, Susan Leslie SANDHU
CRD#: 4496127
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MORGAN STANLEYCRD#: 149777 4380 Buckeye Lane
Suite 200
Beavercreek, OH 45440
Suite 200
Beavercreek, OH 45440
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Alabama 7/5/2019
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Montana 6/13/2022
B
Alaska 2/4/2021
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Nebraska 7/5/2019
B
Arizona 7/18/2018
B
Nevada 7/5/2019
B
Arkansas 12/20/2023
B
New Jersey 5/30/2018
B
California 5/30/2018
B
New Mexico 7/5/2019
B
Colorado 5/30/2018
B
New York 5/30/2018
B
Connecticut 7/5/2019
B
North Carolina 5/30/2018
B
Delaware 2/23/2022
B
Ohio 5/24/2018
B
District of Columbia 7/5/2019
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Ohio 5/24/2018
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Florida 5/30/2018
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Oklahoma 7/5/2019
B
Georgia 5/30/2018
B
Oregon 5/30/2018
B
Hawaii 7/5/2019
B
Pennsylvania 5/24/2018
B
Idaho 7/5/2019
B
Puerto Rico 7/5/2019
B
Illinois 5/30/2018
B
South Carolina 5/30/2018
B
Indiana 5/30/2018
B
South Dakota 4/5/2022
B
Kansas 7/5/2019
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Tennessee 5/30/2018
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Kentucky 5/30/2018
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Texas 7/5/2019
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Louisiana 5/30/2018
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Texas 4/2/2020
B
Maine 7/5/2019
B
Utah 2/4/2021
B
Maryland 5/30/2018
B
Vermont 12/19/2023
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Massachusetts 5/30/2018
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Virginia 5/30/2018
B
Michigan 7/18/2018
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Washington 5/30/2018
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Minnesota 7/5/2019
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West Virginia 5/30/2018
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Mississippi 7/5/2019
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Wisconsin 2/17/2021
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Missouri 2/4/2021
SRO Registrations
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Registered with this firm since 5/24/2018
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Registered with this firm since 5/24/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2016 - 09/07/2016 | MIAMISBURG, OH | |
B | 06/10/2016 - 09/07/2016 | MIAMISBURG, OH | |
IA | 06/01/2009 - 07/14/2014 | CENTERVILLE, OH | |
B | 06/01/2009 - 07/14/2014 | CENTERVILLE, OH | |
IA | 04/21/2008 - 06/01/2009 | CENTERVILLE, OH | |
B | 04/18/2008 - 06/01/2009 | CENTERVILLE, OH | |
IA | 01/17/2007 - 04/07/2008 | CENTERVILLE, OH | |
B | 07/13/2005 - 04/07/2008 | CENTERVILLE, OH | |
B | 06/23/2004 - 06/01/2005 | CHICAGO, IL | |
B | 01/13/2004 - 06/08/2004 | ST. LOUIS, MO |
MIAMISBURG, OH
06/09/2016 - 09/07/2016
MIAMISBURG, OH
06/10/2016 - 09/07/2016
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.