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Detailed Report
JULIE R SHANE
CRD#: 4495890
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)
License(s)

State Registrations

B
Arizona 8/8/2023
B
Utah 6/12/2018
B
California 5/12/2003
B
Washington 7/1/2004
B
Florida 7/1/2004
B
Wisconsin 4/21/2003
B
Minnesota 5/12/2003
IA
Wisconsin 4/21/2003
B
South Carolina 8/15/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 EAST WISCONSIN AVE, MILWAUKEE, WI 53202
Brookfield, WI
Registered with this firm since 4/21/2003
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 EAST WISCONSIN AVE, MILWAUKEE, WI 53202
Brookfield, WI
Registered with this firm since 2/19/2003
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.