Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN PAUL SEVERY-HOVEN
JOHN PAUL HOVEN
CRD#: 4495513
IA
Investment Adviser
B
Broker
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 1595 SELBY AVENUE
#213
ST. PAUL, MN 55104
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2003 - 2024 (21 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2003 (1 year)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2013 - 2024 (11 years)IASECURUS WEALTH MANAGEMENT, LLC (CRD# 138919)2008 - 2014 (5 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2005 - 2008 (3 years)IACAMBRIDGE INVESTMENT RESERARCH... (CRD# 39543)2004 - 2005 (1 year)
License(s)

State Registrations

B
Colorado 12/2/2024
B
Texas 12/2/2024
B
District of Columbia 12/2/2024
IA
Texas 12/2/2024
B
Iowa 12/2/2024
B
Washington 12/2/2024
B
Minnesota 12/2/2024
B
Wisconsin 12/2/2024
IA
Minnesota 12/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
1595 SELBY AVENUE #213, ST. PAUL, MN 55104
Registered with this firm since 12/2/2024
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
1595 SELBY AVENUE #213, ST. PAUL, MN 55104
Registered with this firm since 12/2/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/05/2013 - 12/09/2024 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) SAINT PAUL, MN
B
 04/23/2003 - 12/09/2024 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) ST PAUL, MN
IA
 07/28/2008 - 02/19/2014 SECURUS WEALTH MANAGEMENT, LLC (CRD#:138919) ST. PAUL, MN
IA
 03/28/2005 - 07/11/2008 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) ST PAUL, MN
IA
 01/02/2004 - 03/28/2005 CAMBRIDGE INVESTMENT RESERARCH, INC. (CRD#:39543) ST PAUL, MN
B
 03/08/2002 - 03/26/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.