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Jacob J Thomas
JACOB JAMES THOMAS
CRD#: 4495190
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BLASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2002 - 2008 (6 years)IALASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2004 - 2008 (3 years)
Disclosure(s)
View By:
3/23/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/23/2016

B
Missouri 10/3/2017

B
Arizona 10/23/2009

B
Nebraska 7/27/2022

B
Arkansas 4/19/2012

B
Nevada 11/23/2016

B
California 11/21/2014

B
New Jersey 11/23/2016

B
Colorado 6/21/2013

B
New Mexico 10/23/2009

B
Connecticut 1/2/2024

B
New York 10/31/2011

B
Delaware 1/2/2024

B
North Carolina 11/28/2016

B
Florida 10/23/2009

B
Ohio 11/23/2016

B
Georgia 11/23/2016

B
Oklahoma 1/2/2024

B
Illinois 11/23/2016

B
Pennsylvania 3/16/2017

B
Indiana 9/14/2017

B
South Carolina 11/23/2016

B
Iowa 1/2/2024

B
Tennessee 10/3/2017

B
Kentucky 1/2/2024

B
Texas 9/27/2011

B
Louisiana 5/23/2023

IA
Texas 9/29/2011

B
Maine 1/2/2024

B
Utah 1/2/2024

B
Maryland 1/2/2024

B
Vermont 1/2/2024

B
Massachusetts 11/23/2016

B
Virginia 10/3/2017

B
Michigan 10/23/2009

B
Washington 10/3/2017

IA
Michigan 5/12/2010

B
Wisconsin 6/17/2013

B
Minnesota 10/3/2017

B
Wyoming 7/10/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Ferndale, MI
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
Ferndale, MI
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/24/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ST. CLAIR SHORES, MI
B
10/24/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ST. CLAIR SHORES, MI
IA
11/04/2004 - 10/24/2008 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) EAST POINTE, MI
B
04/11/2002 - 10/24/2008 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) EAST POINTE, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.