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Detailed Report
ALUIZIO SOARES PACHECO
Aluizio S Pacheco
CRD#: 4494810
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Reunion, FL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2021 (4 years)BMORGAN STANLEY (CRD# 149777)2009 - 2016 (7 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2009 (4 years)BSAFRA SECURITIES CORPORATION (CRD# 47873)2002 - 2004 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2021 (2 years)
License(s)

State Registrations

B
Arizona 5/5/2021
B
Nevada 5/5/2021
B
California 5/5/2021
B
New Jersey 5/5/2021
B
Colorado 5/5/2021
B
New York 5/5/2021
B
Connecticut 6/17/2021
B
Oklahoma 5/23/2022
B
Delaware 5/5/2021
B
Oregon 5/5/2021
B
Florida 5/5/2021
B
Pennsylvania 5/5/2021
IA
Florida 5/6/2021
B
South Dakota 5/5/2021
B
Georgia 5/5/2021
B
Virginia 6/25/2021
B
Illinois 5/5/2021
B
Washington 5/5/2021
B
Massachusetts 5/5/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Reunion, FL
Registered with this firm since 5/6/2021
B
MORGAN STANLEY (CRD#:149777)
Reunion, FL
Registered with this firm since 5/5/2021
Previous Registration(s)
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IA
 08/10/2018 - 05/10/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
 08/18/2016 - 05/10/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
 06/01/2009 - 08/25/2016 MORGAN STANLEY (CRD#:149777) MIAMI, FL
B
 07/21/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 11/14/2002 - 07/21/2004 SAFRA SECURITIES CORPORATION (CRD#:47873) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.