Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
NICHOLAS ALAN KOEHLER
CRD#: 4494437
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2520 PINNACLE HILLS PKWY
ROGERS, AR 72758
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - Present (17 years)
License(s)

State Registrations

B
Alabama 7/12/2022
B
Massachusetts 4/4/2019
B
Arkansas 1/1/2008
B
Michigan 9/20/2023
IA
Arkansas 1/1/2008
B
Minnesota 10/4/2024
B
California 1/1/2008
B
Missouri 1/1/2008
B
Colorado 3/29/2011
B
New York 6/18/2019
B
Delaware 6/18/2019
B
North Carolina 5/25/2023
B
District of Columbia 12/13/2024
B
Oklahoma 9/23/2009
B
Florida 1/18/2019
B
Oregon 1/18/2017
B
Idaho 12/13/2024
B
Tennessee 2/20/2019
B
Illinois 1/1/2008
B
Texas 1/26/2012
B
Iowa 6/18/2019
IA
Texas 2/9/2012
B
Kansas 6/18/2019
B
Utah 7/16/2018
B
Kentucky 6/23/2021
B
Washington 8/21/2019
B
Louisiana 12/21/2023
B
Wyoming 3/21/2025
B
Maryland 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2520 PINNACLE HILLS PKWY, ROGERS, AR 72758
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2520 PINNACLE HILLS PKWY, ROGERS, AR 72758
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/14/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ROGERS, AR
IA
 05/23/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ROGERS, AR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.