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JOHN PATRICK RUDDY III
JACK RUDDY, JOHN PATRICK RUDDY, JOHN PATRICK RUDDY
CRD#: 4494360
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 CLEVELAND, OH
CETERA ADVISORS LLCCRD#: 10299 CLEVELAND, OH
Registration History
2002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2006 - Present (18 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2006 (4 years)IACETERA ADVISORS LLC (CRD# 10299)2006 - 2024 (17 years)IADAWSON WEALTH MANAGEMENT (CRD# 107375)2008 - 2010 (2 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2006 (3 years)
License(s)

State Registrations

B
Georgia 1/4/2018

IA
Ohio 3/21/2024

B
Ohio 5/19/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
CLEVELAND, OH
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
CLEVELAND, OH
Registered with this firm since 5/19/2006

Previous Registration(s)
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IA
12/06/2006 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) MANSFIELD, OH
IA
03/24/2008 - 03/29/2010 DAWSON WEALTH MANAGEMENT (CRD#:107375) CLEVELAND, OH
IA
05/15/2003 - 06/02/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) CLEVELAND, OH
B
02/04/2002 - 06/02/2006 MML INVESTORS SERVICES, INC. (CRD#:10409) CLEVELAND, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.