Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SEBASTIAN FRANCISCO BANCHS
CRD#: 4494243
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2937 SW 27TH AVE
SUITE 106
COCONUT GROVE, FL 33133
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2002 - 2018 (16 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2011 - 2018 (7 years)
License(s)

State Registrations

B
Arizona 11/2/2018
B
New Jersey 11/2/2018
B
California 11/2/2018
B
New Mexico 11/2/2018
B
Colorado 12/14/2023
B
New York 11/2/2018
B
Florida 11/2/2018
B
North Carolina 11/2/2018
IA
Florida 11/2/2018
IA
North Carolina 10/30/2024
B
Georgia 11/2/2018
B
Pennsylvania 10/11/2019
B
Illinois 10/6/2020
B
South Carolina 11/2/2018
B
Indiana 10/18/2019
B
Tennessee 6/30/2020
B
Louisiana 3/16/2020
B
Texas 11/2/2018
B
Massachusetts 11/2/2018
IA
Texas 7/31/2019
B
Michigan 5/7/2024
B
Virginia 11/2/2018
B
Missouri 11/20/2020
B
Wisconsin 11/2/2018
B
Nevada 11/2/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2937 SW 27TH AVE SUITE 106, COCONUT GROVE, FL 33133
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
2937 SW 27TH AVE SUITE 106, COCONUT GROVE, FL 33133
Registered with this firm since 11/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/28/2011 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) COCONUT GROVE, FL
B
 04/24/2002 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) COCONUT GROVE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.