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Detailed Report
DAVID MCLEAN
CRD#: 4493174
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLZ 19TH & 20TH FLS
IRVINE, CA 92614
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (6 years)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 7/3/2008
B
Nevada 7/3/2008
B
Alaska 3/18/2011
B
New Jersey 7/3/2008
B
Arizona 7/3/2008
B
New Mexico 7/3/2008
B
Arkansas 7/3/2008
B
New York 6/25/2010
B
California 7/3/2008
B
North Carolina 7/3/2008
IA
California 7/3/2008
B
Ohio 7/3/2008
B
Colorado 7/3/2008
B
Oregon 7/3/2008
B
Connecticut 7/3/2008
B
Pennsylvania 7/3/2008
B
Florida 7/3/2008
B
Puerto Rico 4/21/2022
B
Georgia 7/3/2008
B
Rhode Island 7/3/2008
B
Hawaii 7/11/2008
B
South Carolina 7/3/2008
B
Idaho 7/3/2008
B
Tennessee 1/31/2017
B
Illinois 7/3/2008
B
Texas 7/3/2008
B
Maryland 7/3/2008
IA
Texas 7/8/2010
B
Massachusetts 8/5/2009
B
Utah 7/3/2008
B
Michigan 10/6/2021
B
Virginia 7/3/2008
B
Minnesota 7/3/2008
B
Washington 7/3/2008
B
Missouri 7/3/2008
B
Wyoming 2/18/2015
B
Montana 1/13/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
LADERA RANCH, CA
Registered with this firm since 7/3/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5 PARK PLZ 19TH & 20TH FLS, IRVINE, CA 92614
LADERA RANCH, CA
Registered with this firm since 7/3/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/08/2002 - 07/24/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) IRVINE, CA
B
 03/12/2002 - 07/24/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.