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Detailed Report
JONATHAN HAGAN HICKS
JON H. HICKS
CRD#: 4492684
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Investment Adviser
J. HAGAN CAPITAL, INC.CRD#: 168467 8311 SHELBYVILLE ROAD
LOUISVILLE, KY 40222
Registration History
2008201020122014201620182020202220242026IAJ. HAGAN CAPITAL, INC. (CRD# 168467)2013 - Present (11 years)IAMADISON AVENUE SECURITIES, INC. (CRD# 23224)2009 - 2013 (4 years)IAMADISON AVENUE ADVISORS, INC. (CRD# 137461)2009 - 2009 (<1 year)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2007 - 2008 (1 year)
Disclosure(s)
View By:
12/8/2020
Customer Dispute
Dismissed
License(s)

State Registrations

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Indiana 9/8/2020
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Texas 5/11/2023
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Kentucky 9/17/2013
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Virginia 9/17/2020
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Louisiana 6/29/2020
Current Registration(s)
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J. HAGAN CAPITAL, INC. (CRD#:168467)
8311 SHELBYVILLE ROAD, LOUISVILLE, KY 40222
Registered with this firm since 9/17/2013
Previous Registration(s)
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 03/25/2009 - 09/06/2013 MADISON AVENUE SECURITIES, INC. (CRD#:23224) LOUISVILLE, KY
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 01/16/2009 - 03/25/2009 MADISON AVENUE ADVISORS, INC. (CRD#:137461) SAN DIEGO, CA
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 07/10/2007 - 12/31/2008 INVESTORS CAPITAL ADVISORY (CRD#:30613) LOUISVILLE, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.