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Detailed Report
ERIK RANDALL LAUG
CRD#: 4492457
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5122 Cascade Road
1st Floor
Grand Rapids, MI 49546
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2012 (10 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2012 (4 years)
License(s)

State Registrations

B
Alabama 9/23/2021
IA
Michigan 6/27/2012
B
Alaska 7/11/2012
B
Minnesota 8/30/2023
B
Arizona 6/15/2012
B
Montana 6/15/2012
B
California 6/15/2012
B
Nebraska 9/10/2021
B
Colorado 9/22/2022
B
Nevada 11/7/2018
B
Connecticut 4/13/2022
B
New Jersey 9/6/2012
B
Florida 6/15/2012
B
New York 8/1/2017
B
Georgia 12/4/2015
B
North Carolina 7/8/2018
B
Idaho 8/10/2021
B
Ohio 8/17/2021
B
Illinois 6/15/2012
B
Oregon 9/8/2016
B
Indiana 5/2/2024
B
Pennsylvania 6/10/2020
B
Iowa 1/24/2024
B
Rhode Island 5/15/2023
B
Kentucky 10/11/2019
B
Tennessee 11/12/2020
B
Louisiana 1/8/2018
B
Texas 6/15/2012
B
Maine 3/31/2021
IA
Texas 3/26/2020
B
Maryland 6/15/2012
B
Utah 6/9/2020
B
Massachusetts 2/12/2013
B
Virginia 5/19/2020
B
Michigan 6/15/2012
B
Wisconsin 5/2/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5122 Cascade Road 1st Floor, Grand Rapids, MI 49546
Registered with this firm since 6/27/2012
B
MORGAN STANLEY (CRD#:149777)
5122 Cascade Road 1st Floor, Grand Rapids, MI 49546
Registered with this firm since 6/15/2012
Previous Registration(s)
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IA
 12/19/2007 - 06/25/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) GRAND RAPIDS, MI
B
 03/01/2002 - 06/25/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.