Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHRISTOPHER LAWRENCE VORDEMESCHE
CHRIS LAWRENCE VORDEMESCHE
CRD#: 4491809
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7755 Montgomery Road
2Nd Floor
Cincinnati, OH 45236
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2002 (<1 year)2 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BADVEST, INC. (CRD# 10)2002 - 2005 (3 years)
License(s)

State Registrations

B
Arizona 10/20/2016
B
Nevada 8/25/2017
B
California 6/1/2009
B
New Hampshire 4/18/2022
B
Colorado 6/1/2009
B
New Jersey 8/24/2017
B
Delaware 11/21/2011
B
New York 6/1/2009
B
Florida 6/1/2009
IA
New York 6/16/2021
B
Georgia 6/1/2009
B
North Carolina 8/25/2017
B
Illinois 6/1/2009
IA
Ohio 6/2/2009
B
Indiana 7/22/2009
B
Ohio 7/22/2009
B
Kansas 8/9/2017
B
Oregon 2/1/2019
B
Kentucky 6/1/2009
B
Pennsylvania 7/22/2009
B
Louisiana 6/1/2009
B
South Carolina 6/1/2009
B
Maryland 6/1/2009
B
Tennessee 6/1/2009
B
Massachusetts 3/7/2017
B
Texas 6/1/2009
B
Michigan 7/8/2009
IA
Texas 2/11/2014
B
Missouri 6/1/2009
B
Virginia 7/22/2009
B
Montana 8/25/2017
B
Wisconsin 10/22/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236
Registered with this firm since 6/2/2009
B
MORGAN STANLEY (CRD#:149777)
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/28/2009 - 07/22/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CINCINNATI, OH
B
 05/26/2009 - 07/22/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CINCINNATI, OH
IA
 10/14/2005 - 06/04/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CINCINNATI, OH
B
 10/13/2005 - 06/04/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) CINCINNATI, OH
B
 07/23/2002 - 10/04/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 05/08/2002 - 08/12/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/08/2002 - 08/12/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.