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Detailed Report
ELISA DAWN SCHAUM
ELISA DAWN BORTON, ELISA DAWN WEGENAST
CRD#: 4491653
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3200 MAIN STREET NW
SUITE 300
COON RAPIDS, MN 55448
Registration History
2002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2013 - Present (12 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2002 - Present (23 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (4 years)
License(s)

State Registrations

B
Arizona 8/19/2008
B
Ohio 1/6/2011
B
Minnesota 4/1/2002
B
Texas 1/23/2013
IA
Minnesota 11/19/2013
IA
Texas 1/30/2013
B
Nevada 4/28/2015
B
Wisconsin 10/3/2002

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3200 MAIN STREET NW SUITE 300, COON RAPIDS, MN 55448
Oak Grove, MN
Registered with this firm since 1/30/2013
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3200 MAIN STREET NW SUITE 300, COON RAPIDS, MN 55448
Oak Grove, MN
Registered with this firm since 3/13/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/13/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.