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Nicholas A Cuiffo
NICHOLAS A. CUIFFO, NICHOLAS ANTHONY CUIFFO
CRD#: 4490093
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 130 PORTION ROAD
RONKONKOMA, NY 11779
Registration History
2002200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2002 - 2009 (6 years)
License(s)

State Registrations

B
California 9/25/2024

IA
New York 9/19/2022

B
Connecticut 10/1/2012

B
North Carolina 11/1/2022

B
Florida 10/20/2022

B
Pennsylvania 4/12/2024

B
Georgia 11/3/2023

B
South Carolina 3/22/2023

B
Missouri 1/9/2024

B
Tennessee 12/4/2024

B
New Jersey 10/1/2012

B
Texas 5/26/2023

B
New York 10/1/2012

IA
Texas 9/26/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
130 PORTION ROAD, RONKONKOMA, NY 11779
Registered with this firm since 9/19/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
130 PORTION ROAD, RONKONKOMA, NY 11779
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/15/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CENTER MORICHES, NY
B
04/16/2002 - 03/09/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) FARMINGDALE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.