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ALYSIA Ann HARRICK
ALYSIA ANN GALLIHUGH, ALYSIA ANN LUTZKE MRS.
CRD#: 4489727
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6601 Boulder Brook Ct
Dubuque, IA 52003
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2008 - 2021 (13 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2002 - 2002 (<1 year)IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2009 - 2021 (11 years)
License(s)

State Registrations

B
Arizona 5/21/2024

B
Minnesota 1/24/2023

B
Arkansas 1/24/2023

B
Missouri 11/7/2023

B
California 1/24/2023

B
New Hampshire 1/24/2023

B
Colorado 1/24/2023

B
North Carolina 1/24/2023

B
Florida 12/7/2022

B
Ohio 9/5/2024

B
Illinois 3/29/2022

B
South Carolina 5/21/2024

B
Iowa 3/7/2022

B
Tennessee 12/11/2023

IA
Iowa 3/9/2022

B
Texas 1/24/2023

B
Michigan 3/7/2022

IA
Texas 1/24/2023

IA
Michigan 3/7/2022

B
Wisconsin 8/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6601 Boulder Brook Ct, Dubuque, IA 52003
220 W Washington St Ste 100, Marquette, MI 49855
Registered with this firm since 3/7/2022

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6601 Boulder Brook Ct, Dubuque, IA 52003
220 W Washington St Ste 100, Marquette, MI 49855
Registered with this firm since 3/7/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/11/2021 - 01/19/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MARQUETTE, MI
B
10/11/2021 - 01/19/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MARQUETTE, MI
IA
09/15/2009 - 05/25/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MARQUETTE, MI
B
02/26/2008 - 05/25/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) MARQUETTE, MI
B
02/04/2002 - 11/26/2002 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.