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JASON THOMAS ICE
CRD#: 4489143
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 25201 Chagrin Blvd Ste 350
Cleveland, OH 44122
Cleveland, OH 44122
0
Disclosures
23
Years of Experience
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State Registrations
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Arizona 2/11/2025
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New York 2/8/2021
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California 2/11/2025
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North Carolina 2/12/2021
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Colorado 2/8/2021
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Ohio 2/8/2021
B
Connecticut 11/1/2024
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Ohio 2/8/2021
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Delaware 12/11/2024
B
Oklahoma 2/11/2025
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District of Columbia 1/3/2022
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Pennsylvania 2/8/2021
B
Florida 2/8/2021
B
South Carolina 4/21/2021
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Georgia 1/6/2022
B
Tennessee 2/8/2021
B
Idaho 2/8/2021
B
Texas 2/8/2021
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Illinois 2/8/2021
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Texas 2/8/2021
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Kentucky 10/27/2021
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Vermont 2/11/2025
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Maryland 2/8/2021
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Virginia 2/8/2021
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Maryland 2/8/2021
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Virginia 2/10/2025
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Massachusetts 12/22/2021
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Washington 2/8/2021
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Michigan 2/8/2021
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West Virginia 3/12/2024
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New Jersey 2/8/2021
SRO Registrations
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Registered with this firm since 2/8/2021
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Registered with this firm since 2/8/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/25/2019 - 02/12/2021 | BEACHWOOD, OH | |
B | 10/25/2019 - 02/12/2021 | BEACHWOOD, OH | |
IA | 07/06/2009 - 10/25/2019 | ELLICOTT CITY, MD | |
B | 07/01/2009 - 10/25/2019 | BEACHWOOD, OH | |
IA | 07/07/2003 - 07/22/2009 | WESTLAKE, OH | |
B | 02/11/2002 - 07/22/2009 | WESTLAKE, OH | |
B | 02/11/2002 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.