Individual Firm
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JOHN F PORRECCA
CRD#: 4489057
IA
B
STONEX ADVISORS INC.CRD#: 174182 3 Valley Square
Suite 110
Blue Bell, PA 19422
Suite 110
Blue Bell, PA 19422
STONEX SECURITIES INC.CRD#: 18456 3 Valley Square
Suite 110
Blue Bell, PA 19422
Suite 110
Blue Bell, PA 19422
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11/6/2012
Judgment / Lien
State Registrations
B
Arizona 1/13/2021
B
New York 2/23/2017
B
California 9/14/2018
B
North Carolina 9/22/2017
B
Connecticut 8/26/2022
IA
Pennsylvania 2/21/2017
B
Florida 6/6/2018
B
Pennsylvania 2/23/2017
B
Georgia 8/10/2017
B
South Carolina 2/6/2019
B
Maryland 5/20/2019
B
Tennessee 12/3/2020
B
Massachusetts 3/29/2018
B
Virginia 11/18/2020
B
New Jersey 2/23/2017
SRO Registrations
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Registered with this firm since 2/21/2017
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Registered with this firm since 2/23/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/06/2008 - 02/23/2017 | NEWTOWN SQUARE, PA | |
B | 12/16/2004 - 02/23/2017 | NEWTOWN SQUARE, PA | |
B | 12/16/2004 - 07/09/2007 | PLYMOUTH MEETING, PA | |
B | 11/11/2002 - 12/14/2004 | HARTFORD, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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