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IOANA E CIOC
IOANA ELENA CIOC MS., IOANA ELENA CIOC, JOANA ELENA CIOC
CRD#: 4488856
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
2002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - Present (15 years)BSTANCHART SECURITIES INTERNATI... (CRD# 145126)2008 - 2009 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2001 - 2005 (3 years)
License(s)

State Registrations

B
Florida 6/23/2010

B
Texas 10/13/2010

IA
Florida 6/28/2010

IA
Texas 7/5/2012

B
Massachusetts 6/24/2013

B
Virginia 11/22/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 6/28/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 12/2/2009

Previous Registration(s)
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B
02/29/2008 - 11/20/2009 STANCHART SECURITIES INTERNATIONAL, INC. (CRD#:145126) MIAMI, FL
B
12/21/2001 - 09/30/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.